Deborah Bielicke Eades, a Shareholder in the Investment Services group of the firm, will be presenting at the 2023 Investment Adviser Certified Compliance Professional Program Symposium on July 12 in Chicago, IL. She and her co-panelists will review enforcement actions related to trade errors and discuss best practices for addressing trade errors that are consistent with fiduciary standards and SEC examiners’ expectations.
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July 12, 2023 20230712T050000Z - 20230712T050000Z