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<a href="/insights-events/us-department-of-labor-issues-final-fiduciary-rule/">U.S. Department of Labor Issues Final Fiduciary Rule</a>

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<a href="~/link.aspx?_id=E26431F136A44A1DABDCCF1F1000AB4B&amp;_z=z">The FTC’s Game-Changing Ban on Non-Competes Takes Effect September 4 Absent Court Intervention</a>

<a href="/insights-events/sec-staffs-latest-marketing-rule-risk-alert-highlights-initial-observations-from-examinations-2/">SEC Staff’s Latest Marketing Rule Risk Alert Highlights Initial Observations from Examinations</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-five-advisers-for-alleged-marketing-rule-violations/">SEC Settles Enforcement Proceedings Against Five Advisers for Alleged Marketing Rule Violations</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-adviser-for-improperly-splitting-legal-fees-with-mutual-fund-client/">SEC Settles Enforcement Proceedings Against Adviser for Improperly Splitting Legal Fees with Mutual Fund Client</a>

<a href="/insights-events/sec-settles-enforcement-proceedings-against-adviser-regarding-alleged-pay-to-play-political-contribution-10-2024/">SEC Settles Enforcement Proceedings Against Adviser Regarding Alleged “Pay-to-Play” Political Contribution</a>

Investment Services Regulatory Update May 2024

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