FinCEN Adopts Final Rule Extending Anti-Money Laundering Compliance Program Requirements to Certain Investment AdvisersSEC Amends Form N-PORT and N-CEN Reporting Requirements and Issues Guidance on Open-End Fund Liquidity Risk Management ProgramsFDIC Proposes Rule Amendments to Expand Its Role in Reviewing Depository Institution Holding Company AcquisitionsDistrict Court Issues Injunction Against Missouri ESG RulesSEC Settles Enforcement Proceedings Against Adviser for Alleged Whistleblower Protection Rule ViolationsSEC Settles Enforcement Proceedings Against Adviser for Allegedly Misleading Investors Regarding Its Investment StrategySEC Settles Enforcement Proceedings Against Nine Advisers for Alleged Marketing Rule ViolationsSEC Settles Enforcement Proceedings Against Adviser Regarding Alleged “Pay-to-Play” Political ContributionSEC Settles Enforcement Proceedings Against Adviser/Broker-Dealer for Alleged Fiduciary Duty Breaches Related to Receipt of Revenue Sharing Payments from Third-Party Broker-Dealer
