Joseph M. Mannon, Co-Chair of the Investment Services group of the firm, presented at the Investment Adviser Association’s 2023 Investment Adviser Certified Compliance Professional Program Symposium on July 14 in Chicago, IL. He and his co-panelist discussed CCO personal liability, including risks and obstacles faced by compliance professionals, recent industry reports and regulatory cases.
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July 14, 2023 20230714T050000Z - 20230714T050000Z
