Jeremy advises registered investment companies, funds, boards of directors, and investment advisers on regulatory, compliance, and governance matters under U.S. securities laws.
As a member of the Investment Services group, he works with clients to support effective oversight, regulatory alignment, and sound governance practices. Jeremy also has experience advising clients on entity formation and structuring matters, including governance frameworks, tax-efficient structures, and required state and federal filings. In addition, he has represented nonprofit organizations and social enterprises on tax, governance, and regulatory compliance issues, helping organizations balance mission-driven goals with operational and regulatory demands.
Credentials
Education
- Loyola University Chicago School of Law, J.D., magna cum laude, 2020
- University of Illinois, B.S., with honors, 2016
Bar Admissions
- Illinois, 2021
Recognition
- Super Lawyers – Closely Held Business; Business/Corporate; Estate Planning & Probate; Nonprofit Organizations; Tax: Consumer, Rising Star (2025-2026)
Insights & Events
Publications
Investment Services Regulatory Update November 2025
November 14, 2025
Publications
SEC Set to Approve ETF Share Class Exemptive Relief
November 14, 2025
Publications
SEC Names New Director of the Division of Enforcement
September 29, 2025
Publications
SEC Staff No-Action Letter Relieves Constraint on Authorized Participants for ETFs with Foreign Holdings
September 29, 2025
Publications
SEC Agrees to Dismiss First Liquidity Rule Enforcement Action
August 7, 2025
Publications
U.S. Supreme Court Takes Up Circuit Split Regarding Investment Company Act Private Right of Action Asserted by Closed-End Fund Activists
August 7, 2025
