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<a href="https://www.vedderprice.com/sec-adopts-new-short-sale-reporting-requirements-for-institutional-investment-managers" id="https://www.vedderprice.com/sec-adopts-new-short-sale-reporting-requirements-for-institutional-investment-managers">SEC Adopts New Short Sale Reporting Requirements for Institutional Investment Managers</a>

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<a href="https://www.vedderprice.com/sec-adopts-securities-lending-disclosure-requirement" id="https://www.vedderprice.com/sec-adopts-securities-lending-disclosure-requirement">SEC Adopts Securities Lending Disclosure Requirement</a>

<a href="https://www.vedderprice.com/sec-adopts-significant-amendments-to-beneficial-ownership-reporting-requirements" id="https://www.vedderprice.com/sec-adopts-significant-amendments-to-beneficial-ownership-reporting-requirements">SEC Adopts Significant Amendments to Beneficial Ownership Reporting Requirements</a>

<a href="https://www.vedderprice.com/sec-staff-issues-2024-examination-priorities" id="https://www.vedderprice.com/sec-staff-issues-2024-examination-priorities">SEC Staff Issues 2024 Examination Priorities</a>

<a href="https://www.vedderprice.com/secs-enforcement-director-comments-on-cco-liability-self-reporting-and-cooperation" id="https://www.vedderprice.com/secs-enforcement-director-comments-on-cco-liability-self-reporting-and-cooperation">SEC’s Enforcement Director Comments on CCO Liability, Self-Reporting and Cooperation</a>

Investment Services Regulatory Update November 2023

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