SEC Adopts Regulation S-P Amendments to Enhance Protection of Customer InformationSEC and FinCEN Propose Customer Identification Program Requirements for Investment AdvisersFINRA Proposes Rules Regarding SEC Mandated Reporting of Securities Lending TransactionsHighlights from 2024 ALI-CLE Accountants’ Liability ConferenceFifth Circuit Vacates Private Fund Adviser RulesSEC Settles Charges Against Exchange for Alleged Failure to Inform SEC of Cyber IntrusionSEC Settles Charges Against Dually-Registered Broker-Dealer and Adviser for Alleged Failure to Address Conflicts of InterestRelated CapabilitiesInvestment ServicesRelated PeopleNathaniel SegalShareholderChicago+1 312 609 7747nsegal@vedder.comJacob C. TiedtShareholderChicago+1 312 609 7697jtiedt@vedder.comMark A. QuadeShareholderChicago+1 312 609 7515mquade@vedder.comJake W. WiesenShareholderChicago+1 312 609 7838jwiesen@vedder.comElisa Cardano PérezAssociateWashington DC+1 202 312 3023ecardanoperez@vedder.comLaure A. SguarioAssociateWashington DC+1 202 312 3373lsguario@vedder.comDevin EagerAssociateWashington DC+1 202 312 3016deager@vedder.comChristina V. WestAssociateChicago+1 312 609 7567cwest@vedder.comNicholas A. PortilloAssociateChicago+1 312 609 7665nportillo@vedder.com
